E Q I Consultancy

EQI Consulting is a leading provider of compliance guidance and support to mortgage and general insurance advisors, financial advisors, networks, and lenders across the UK. With over two decades of experience, we understand the complex regulatory landscape and its impact on financial services businesses.

Our Approach

Our tailored approach ensures that our guidance is specific to each firm's needs and operating environment. We work closely with senior management and all stakeholders, fostering open communication and providing accessible support throughout. Our team of dedicated professionals has extensive experience in collaborating with regulatory bodies, product providers, and networks, offering comprehensive and practical insights.

Our Expertise

Our team comprises experienced compliance specialists, with backgrounds in:

• Financial Ombudsman Service
• Financial Conduct Authority
• Product Providers
• Networks

We combine this expertise with a deep understanding of industry practices and current regulatory frameworks to deliver tailored solutions.

Our Services

We offer a range of flexible and affordable services designed to meet the unique needs of our clients. These include:

Compliance Support Packages

• Eqi Core: Comprehensive ongoing support, including regular audits, file reviews, compliance procedure development, and regulatory reporting assistance.
• Eqi Lite: Tailored support designed for smaller firms, with annual compliance checks, regular newsletters, and helpdesk access.
• Eqi Bespoke: Customized support plans designed to meet individual client requirements and address specific compliance challenges.

Additional Services

• Compliance health checks
• FCA application support
• Past business reviews
• Complaint investigations
• Financial promotion review and authorization
• Data security and financial crime guidance

Working with EQI

When you choose EQI, you can expect:

• Transparency: Clear and concise explanations of regulations and compliance requirements.
• Accessibility: Responsive and personalized communication throughout the process.
• Practical Solutions: Tailored solutions designed to address your specific compliance needs.
• Value-driven approach: Cost-effective solutions that deliver tangible results.